Compliance work flow

CONFIGURATION

Compliance in DOKA can be configured using the following steps

1.DBISYS

2.DBIETP

DBISYS -Maintaining System Configuration

Compliance can be activated in the static data transaction Maintaining System Configuration, the combobox “Compliance” allows the following options:

Compliance Active (this option is using the built-in 'old' compliance functionality)
Alternative Compliance Active (this option is interacting with an external Sanction-Screening-System, such as WOLF)

Activation of the “Alternative Compliance” enables compliance checking of
Business transactions
Party static data
Incoming messages.

Note :The data that is checked is mainly data defined in textfields, eg address blocks of parties, large narrative fields such as the 'goods description' field in the L/C. The ini file dngcpl.ini holds the list of fields that are checked. Additional fields can be defined in the 'Compliance' panel in Maintaining System Configuration.

Follow the below screenshot for Configuration of Compliance

DBISYS 

DBIETP

Additional fields + contract roles for screening can be added on the compliance panel. Roles that should be skipped from compliance checking can be provided in the fields “Contract Roles” and “Roles in payment messages

The magnifier glass next to the list shows which fields are filled by default into the compliance message. It displays the fields from all business sectors, fields used in settlement grid and fields used in message grid. These fields are defined in DNGCPL.INI.